Securities Regulation

DOWNLOAD

Download Securities Regulation PDF/ePub or read online books in Mobi eBooks. Click Download or Read Online button to get Securities Regulation book now. This website allows unlimited access to, at the time of writing, more than 1.5 million titles, including hundreds of thousands of titles in various foreign languages. If the content not found or just blank you must refresh this page

Securities Regulation

DOWNLOAD
Author : David L. Ratner
language : en
Publisher:
Release Date : 1991

Securities Regulation written by David L. Ratner and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1991 with Business & Economics categories.

Principles And Practice Of Securities Regulation In Singapore

DOWNLOAD
Author : Hans Tjio
language : en
Publisher:
Release Date : 2004-01-01

Principles And Practice Of Securities Regulation In Singapore written by Hans Tjio and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004-01-01 with Disclosure of information (Securities law) categories.

Securities Regulation In The Netherlands

DOWNLOAD
Author : Niels van de Vijver
language : en
Publisher: Springer
Release Date : 2000-04-07

Securities Regulation In The Netherlands written by Niels van de Vijver and has been published by Springer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2000-04-07 with Business & Economics categories.

Amsterdam securities exchanges are among the busiest in the world, and know no national boundaries. Yet is has not been easy for investors and their advisors to find a clear, straightforward guide to the essential structure and concepts of Netherlands securities laws and regulations. Now, this new edition of a popular summary, incorporating recent changes in the regulatory environment, provides everything an investor needs to know in order to trade confidently on these major global markets andndash; and does so in plain language, without unnecessary details and long explanations. An introductory chapter explains the Dutch securities markets, their regulatory authorities and sources of law, and the impact of the ongoing harmonisation of European securities law. Subsequent chapters cover public offerings, publicly held companies, the securities business (including trading in stocks, bonds, options, and futures, both through exchanges and over the counter), and investment undertakings. A final chapter on antifraud provisions includes the latest refinements on disclosure obligations and sanctions for tipping.

Securities Regulation Law Report

DOWNLOAD
Author :
language : en
Publisher:
Release Date : 2004

Securities Regulation Law Report written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004 with Securities categories.

Principles Of Securities Regulation

DOWNLOAD
Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2006

Principles Of Securities Regulation written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006 with Business & Economics categories.

Securities Regulation Series

DOWNLOAD
Author :
language : en
Publisher:
Release Date : 1977

Securities Regulation Series written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1977 with Securities categories.

Annual Institute On Securities Regulation

DOWNLOAD
Author :
language : en
Publisher:
Release Date : 1982

Annual Institute On Securities Regulation written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1982 with Securities categories.

Securities Regulation

DOWNLOAD
Author : Richard W. Jennings
language : en
Publisher: West Publishing Company
Release Date : 1998

Securities Regulation written by Richard W. Jennings and has been published by West Publishing Company this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Business & Economics categories.

Securities Regulations

DOWNLOAD
Author : Alan R. Palmiter
language : en
Publisher: Aspen Publishers
Release Date : 1998

Securities Regulations written by Alan R. Palmiter and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Business & Economics categories.

Noted author Alan Palmiter sends a lifeboat to students of Securities Regulation in this carefully-crafted study guide. In the highly-regarded style of the Examples & Explanations Series that instructors know they can trust, Palmiter provides textual overviews of the key concepts of the course, followed by examples to test student understanding, and suggested answers To The examples. SECURITIES REGULATION: Examples and Explanations opens with an overview of Securities Markets and Regulation And The Definition of a Security, followed by coverage of: Materiality Registration of Securities Offerings Exemptions from Securities Act Registration Securities Act Liability Secondary and other Post-Offering Distributions Securities Exchange Act of 1934 Rule 10b-5 Insider Trading SEC Enforcement Palmiter also covers topics that sometimes receive cursory attention in class but are important on exams and in practice: Regulation of Securities Professionals U.S. Regulation of Cross-Border Securities Transactions Many of the examples and explanations in the book are drawn from newsworthy events, such as: the initial public offering of Microsoft in 1986 the recent emergence of internet trading a famous securities fraud case that bounced its way To The Supreme Court on a number of occasions With its timely examples, illuminating text, and proven effective format, SECURITIES REGULATION: Examples and Explanations makes it easier for students to learn -- and instructors to teach -- this important but difficult subject.

The Law Of Securities Regulation

DOWNLOAD
Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2006

The Law Of Securities Regulation written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006 with Business & Economics categories.

The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.