Securities Regulations
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Securities Regulations
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Author : Alan R. Palmiter
language : en
Publisher: Aspen Publishers
Release Date : 1998
Securities Regulations written by Alan R. Palmiter and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Business & Economics categories.
Noted author Alan Palmiter sends a lifeboat to students of Securities Regulation in this carefully-crafted study guide. In the highly-regarded style of the Examples & Explanations Series that instructors know they can trust, Palmiter provides textual overviews of the key concepts of the course, followed by examples to test student understanding, and suggested answers To The examples. SECURITIES REGULATION: Examples and Explanations opens with an overview of Securities Markets and Regulation And The Definition of a Security, followed by coverage of: Materiality Registration of Securities Offerings Exemptions from Securities Act Registration Securities Act Liability Secondary and other Post-Offering Distributions Securities Exchange Act of 1934 Rule 10b-5 Insider Trading SEC Enforcement Palmiter also covers topics that sometimes receive cursory attention in class but are important on exams and in practice: Regulation of Securities Professionals U.S. Regulation of Cross-Border Securities Transactions Many of the examples and explanations in the book are drawn from newsworthy events, such as: the initial public offering of Microsoft in 1986 the recent emergence of internet trading a famous securities fraud case that bounced its way To The Supreme Court on a number of occasions With its timely examples, illuminating text, and proven effective format, SECURITIES REGULATION: Examples and Explanations makes it easier for students to learn -- and instructors to teach -- this important but difficult subject.
Principles And Practice Of Securities Regulation In Singapore
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Author : Hans Tjio
language : en
Publisher:
Release Date : 2004-01-01
Principles And Practice Of Securities Regulation In Singapore written by Hans Tjio and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004-01-01 with Disclosure of information (Securities law) categories.
Derivatives Law And Regulation
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Author : Rasiah Gengarathan
language : en
Publisher: Springer
Release Date : 2001-03
Derivatives Law And Regulation written by Rasiah Gengarathan and has been published by Springer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2001-03 with Business & Economics categories.
This book provides a straightforward and up-to-date analysis of the wide range of issues surrounding the use of derivatives in common law countries. It is the only work of its kind that focuses on derivatives law and regulation in Australia, New Zealand, Singapore, Malaysia and Hong Kong. Topics covered include: the nature of derivatives key legal issues standard market documentation derivatives regulation recent market developments regulatory reform This work will be of significant interest to bankers, lawyers, regulators and academics wanting to gain a better understanding of this complex subject.
Regulation Of Securities Markets And Transactions
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Author : Patrick S. Collins
language : en
Publisher: John Wiley & Sons
Release Date : 2011-01-14
Regulation Of Securities Markets And Transactions written by Patrick S. Collins and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011-01-14 with Business & Economics categories.
The ultimate guide to the current rules and regulations that govern the securities industry?including amendments in 2010 Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation. Examines the current securities rules Provides an overview of the latest regulations for this industry Includes a description of the various government regulations of securities markets, and securities transactions Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.
Statutory Regulations
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Author : New Zealand
language : en
Publisher:
Release Date : 2000
Statutory Regulations written by New Zealand and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2000 with Delegated legislation categories.
International Securities Law And Regulation
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Author : Dennis Campbell
language : en
Publisher: BRILL
Release Date : 2021-09-13
International Securities Law And Regulation written by Dennis Campbell and has been published by BRILL this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-09-13 with Law categories.
With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.
Fundamentals Of Securities Regulation
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Author : Louis Loss
language : en
Publisher: Aspen Publishers
Release Date : 2001
Fundamentals Of Securities Regulation written by Louis Loss and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2001 with Business & Economics categories.
The Public General Statutes
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Author :
language : en
Publisher:
Release Date : 1883
The Public General Statutes written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1883 with categories.
The Public General Statutes
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Author : Great Britain
language : en
Publisher:
Release Date : 1883
The Public General Statutes written by Great Britain and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1883 with Session laws categories.
The Federal Reporter
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Author :
language : en
Publisher:
Release Date : 1878
The Federal Reporter written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1878 with Law reports, digests, etc categories.